Our unique process circumvents the cumbersome and expensive relationships that are typical of the large, national firms. We work fast and are extremely nimble.

First and foremost, it is important to research an investment consultant’s background before hiring their services.

This means reviewing their compliance records and checking for any serious breaches. For instance, have they ever been investigated for insider trading? It’s also wise to check their fiduciary status and even their criminal record.

You can also check your investment consultant’s certifications to ensure he or she holds the correct licenses. Before selecting an investment consultant, organize an in-person meeting to determine if they understand your financial goals and are accessible. Ask about fees and whether they receive any commissions. Finally, you can assess their education and association memberships to determine if they have the necessary experience and expertise.